Asset & Wealth Management – Prudential Regulation Senior Associate
Who we are looking for
The world of Risk and Regulation is changing, join us on the journey and be part of creating a new and relevant financial services industry. Our Financial Services Risk and Regulation (FSRR) team is made up of 50 partners and 800 professional staff and our number and capabilities are expanding every day.
The Asset Management Regulation & Advisory team has significant growth plans and is looking to expand its market leading regulatory & advisory business. The team is looking for ambitious and dedicated candidates at Senior Associate level who have gained experience working with asset and wealth management firms to help us achieve this growth.
About the role
The increased focus by the FCA on the asset and wealth management sector means firms are increasingly requiring advice on how to adapt to changing environment. There is a long pipeline of emerging regulation and our clients need assistance in interpreting and implementing these new regulations and support in developing operational and commercial solutions. We are looking for new talent to play a key role in taking PwC’s regulatory offering to clients as we continue to build a team that is known in this market as the premier regulatory consulting team.
As part of PwC's Financial Services Risk and Regulatory Practice, the asset management regulation and advisory team works across the broad spectrum of regulation and works with colleagues from across the PwC network to deliver innovative solutions to clients. The team consists of experts in a number of fields including prudential regulation, conduct risk, compliance and governance and is made up of ex-regulators, compliance professionals and ex-auditors. We are looking to add to this already impressive talent pool.
Running work streams on medium and larger engagements - working as part of a project team on client sites and day-to-day liaison with clients at C-suite level
Taking responsibility for elements of the conduct of reviews and preparation of reports; making oral presentations of findings/recommendations to client management team(s)
Helping the team identifying the impact of regulatory change and supporting clients as they adapt to the challenges the new regulatory landscape presents.
Supporting technical analysis and developing an area of specialism where you will become a 'subject matter expert'.
Identifying and documenting key systems and controls for demonstrating compliance with applicable FCA regulations
Networking with clients, prospective clients and internally across PwC
People development, mentoring and coaching
Knowledge and experience of the asset management sector, including an interest in regulatory and political developments
Experience in a client facing role and the confidence to provide advice to both established companies and new entrants
The ability to make new contacts, listen to their needs and interpret this to identify new opportunities to assist them
Drive and determination to help win new work, build our reputation and expand our service offerings to our clients
Excellent communication (both written and oral) and organisational skills.
Strong numeracy and report writing skills